LAW07067 2021 Governance and Compliance
The module addresses Corporate Governance as a key part of the pursuit of proper and efficient practice in the administration of business entities today and examines the evolving worldwide growth in the development of codes of governance. The aim of this module is to develop the student's awareness and understanding a range of current governance and ethical issues in relation to business.
The role of Compliance is subject to ongoing and significant change, particularly in the financial services sector in Ireland. This module aims to provide comprehensive knowledge of the area and role of compliance and regulation from an Irish and European perspective.
Learning Outcomes
On completion of this module the learner will/should be able to;
Evaluate the importance of corporate governance and best practice.
Appraise the role and responsibilities of company directors and the legal and regulatory framework.
Appraise the concepts of compliance and the role of the various regulatory bodies and the legal environment.
Critically evaluate the importance of ethics in corporate governance and compliance.
Teaching and Learning Strategies
The teaching and learning strategy is one which is founded on student-centered learning. The module is designed to accommodate blended learning. Module will be delivered with a combination of classroom, online learning and tutorials. Students will receive feedback during the continuous assessment process.
Module Assessment Strategies
Assessment One: Mid Term MCQ (30%)
Assessment Two: Individual Essay (40%)
Assessment Three: Group Work (30%)
Repeat Assessments
Repeat Assessment based on failed components.
Indicative Syllabus
Governance
- Theories and developments in Corporate Governance, identifying and evaluating best practice.
- The role and responsibilities of the Board, Directors and Non-Executive Directors and the various committees
- Legislation and regulatory framework
- Corporate culture
Compliance
- The purpose and concepts of Compliance
- The Role of the Compliance Officer
- Regulatory Bodies and Authorities in Ireland and Europe
- The role of the board in overseeing compliance issues
- Anti-Money Laundering Legislation
Ethics
- Defining Ethics in business and examine national and international approaches to embed responsible ethical practices in modern companies
- National, EU and international policy regulating responsible business ethics
- Business ethics in practice – ethical decision making
Coursework & Assessment Breakdown
Coursework Assessment
Title | Type | Form | Percent | Week | Learning Outcomes Assessed | |
---|---|---|---|---|---|---|
1 | Group Work | Coursework Assessment | Assessment | 30 % | Week 10 | 1,2 |
2 | Continuous Assessment | Coursework Assessment | Multiple Choice/Short Answer Test | 30 % | Week 6 | 3 |
3 | Individual Essay | Coursework Assessment | Essay | 40 % | Week 12 | 4 |
Full Time Mode Workload
Type | Location | Description | Hours | Frequency | Avg Workload |
---|---|---|---|---|---|
Lecture | Not Specified | In Class Learning | 2 | Weekly | 2.00 |
Tutorial | Not Specified | In Class Learning | 1 | Weekly | 1.00 |
Independent Learning | Not Specified | Independent Learning | 4 | Weekly | 4.00 |
Required & Recommended Book List
2019 Corporate Governance Oxford University Press, USA
ISBN 9780198809869 ISBN-13 0198809867
The most authoritative, complete, and critical guide to corporate governance.
2018-12-06 Corporate Governance Oxford University Press, USA
ISBN 9780198806769 ISBN-13 0198806760
Written by leading subject expert Christine Mallin, Corporate Governance combines clear, accessible discussion of theory with a wealth of contemporary, global examples to introduce students to both the essential principles of the subject and how they apply in practice. In addition, broad coverage of international attitudes and approaches to governance allow students to develop a wider understanding of business issues in an increasingly globalized world. The complexities of socially responsible investment in Myanmar, L'Oreal's celebrated sustainability programme, and the leadership problems at South Korea's Samsung are just some of the new and updated case studies for the sixth edition, ensuring examples are not just relevant but topical too. In addition, Financial Times articles reporting on issues and events as diverse as the gender pay gap, shareholder rebellions, and legal action on climate change accompany chapters, providing further real-life examples of theory in practice. This book is accompanied by a range of online resources: For students: Fill-in-the-blank questions Flashcard glossary Corporate Governance Blog Web links For registered adopters: PowerPoint slides Additional case studies
2019-06 Business Ethics Oxford University Press, USA
ISBN 9780198810070 ISBN-13 0198810075
How can you be an ethical corporate citizen in an increasingly complex, multiple-stakeholder world? This is the most pressing question facing businesses today, small and large, local and global. Business Ethics is a thorough yet accessible exploration of the main ethical theories and how these apply to the major stakeholders facing this question. Written from a truly international perspective and supported by diverse and innovative learning features, this book provides the tools and concepts necessary to understand and effectively manage ethical challenges wherever you are in the world. 'Key Concepts' and 'Think Theory' boxes ensure the essential ideas are straightforward to grasp but don't go unchallenged, while 'Ethics in Action' boxes and Case Studies illustrate these ideas at play in the working world. Step into the shoes of a decision-maker with 'Ethical Dilemma' boxes and hear from them first hand with new 'Practitioner Spotlight' boxes, which feature fascinating insights from real-life practitioners on how they manage ethical decisions and what skills they consider to be crucial to success. The fourth edition offers a wealth of new cases and examples as well as updates of favourites from previous editions, including features on AirBnB, TOMS, and McDonalds. Bespoke video interviews with the practitioners from the book and new multiple-choice questions enhance the online resources for students, while workshop and flipped classroom activity ideas support lecturers. In addition, content has been thoroughly updated across the book and online to reflect the latest developments and issues surrounding corporate citizenship, globalization, and sustainability. Award-winning, best-selling, and up-to-date; this is the textbook of choice for those wishing to excel in business ethics. The book is supported by an extensive range of online resources: For students: Practitioner Spotlight videos and web links Additional Case Study web links Additional Ethics in Action web links Addition Ethics on Screen web links Think Theory responses Film list Ethics career guide Further reading Multiple-choice questions For lecturers: VLE content PowerPoint slides Test bank Case bank Sample course outline Teaching notes for Case Studies Teaching notes for Ethical Dilemmas Teaching notes for Ethics in Action features Teaching notes for Ethics on Screen features Ideas for structured workshops
2018 Financial Services Law in Ireland
ISBN 0414052498 ISBN-13 9780414052499
Module Resources
Faith Ntabeni Bhebe (2018)Corporate Governance and Entrepreneurship ISBN 1773610171 ISBN-13 9781773610177
Jeffrey N. Gordon, Wolf-Georg Ringe( 2020) The Oxford Handbook of Corporate Law and Governance ISBN 0198743696 ISBN-13 9780198743699.
Corporate Governance: The International Journal of Business in Society: 1472-0701 (print) 1758-6054 (online).
https://centralbank.ie
https://www.acoi.ie
https://www.odce.ie